Tag Archives: Framework

How Key Sentences Work

Key sentences define the structure of a case for support and ensure that every reader gets the same picture.

A crucial challenge in writing the case for support in a grant application is that the finished document will be discussed by a group of people who have read it at different levels. For example:-

  • The referees will have read and analysed every last detail, in order to write a report for the grants committee.
  • The presenters will have read it very carefully and will have created their own summary of it, which they will present orally to the committee.
  • Most of the committee will only have read the summary but many of them will glance through the case for support when the committee are discussing it.
  • Members of the committee who find the case for support interesting will also read it in detail.

If the discussion is to be fruitful, all these people should get exactly the same picture. Detailed reading of the case for support should produce exactly the same picture as riffling through it at high speed, which should produce the same picture as reading the first page and stopping when it gets boring, which should produce the same picture as reading the summary and ignoring the case for support completely. All these different ways of reading should produce the same picture. The only difference should be in the level of detail.

To solve this problem, you build the case for support from a skeleton of key sentences. In the full case for support, you flesh out each key statement with a few paragraphs of text to create a subsection. The key statement summarises the subsection that fleshes it out. In this way the case for support consists of a number of subsections, each of which begins with a key statement. If you string the key statements together on their own, without the subsections that flesh them out, you get the same story as the full case for support, but with less detail.

The full case for support fleshes out the key sentences with supporting detail, whereas the summary consists of the key sentences on their own. This ensures that people who read the full case for support  get the same story as those who only read the summary. It also means that a reader who attempts to create their own summary from careful reading of the case for support is likely to create a very similar summary to the one you supply.

You can use the first sentences of paragraphs in the same way, to create a summary of a piece of text. This blog post has been written using the key sentence approach at the paragraph level. Each key statement is fleshed out with a few sentences to create a paragraph. You can see how the approach works by taking the first sentence from each paragraph in this section and stringing them together. It should make a good summary. Check the key sentence summary below to see how this works.

A second benefit of this assert-justify approach is that the key sentences act like signposts to tell the referees where to find the information they want. The referees will read the summary before they read the case for support and, as they read the summary, a series of questions and doubts will arise in their minds about whether the summary is backed up by detail. The key sentences in the body of the case for support will show them where to look for the detail.

In sum, the key sentence approach gives a summary that tells the same story as the extended version and makes it very easy for referees to find the information that they want. In the bullet points that follow you can see the summary of this blog post created simply by cutting and pasting the first sentence of every paragraph.

KEY SENTENCE SUMMARY

  • A crucial challenge in writing the case for support is that the finished document will be discussed by a group of people who have read it at different levels.
  • If the discussion is to be fruitful, all these people should get exactly the same picture.
  • To solve this problem, the case for support is built from a skeleton of key sentences.
  • The full case for support fleshes out the key sentences with supporting detail, whereas the summary  consists of the key sentences on their own.
  • You can use the first sentences of paragraphs in the same way, to create a summary of a piece of text.
  • A second benefit of this assert-justify approach is that the key sentences act like signposts to tell the referees where to find the information they want.
  • In sum, the key sentence approach gives a summary that tells the same story as the extended version and makes it very easy for referees to find the information they want.

The Case for Support: Structure Solves its Problem.

Birdy folding bicycle front fork.

The front fork of a Birdy folding bicycle has a distinctive structure that smooths out bumps in the road and solves the bicycle’s main problem, how to fold quickly into a compact space.

This post explains how you can structure the case for support in a research grant application in a way that solves its main problem and enables it to do its tasks efficiently.

A case for support has two main tasks. It has to convince the committee that your research project is important. And it has to convince referees that your project will be successful. However, these tasks are not the case for support’s main problem.

The case for support also has to do several minor tasks. It has to make the grants committee think that they understand your project. It has to convince referees that you are competent to carry out the project. And it has to convince them that the resources you will buy with the grant are necessary and sufficient to carry out the project. These tasks are not the case for support’s main problem either.

The case for support’s main problem is this: most members of the grants committee will not read it, and those who do read it will probably not understand it.  Despite this, the case for support has to convince them that your research project is important. It has to convince them that your project will be successful. And it has to tell them what your project aims to achieve, and how the project will achieve it and how competent you are.

The committee members will not read the case for support but it still has to convince them that your project is important and will be successful. That is its main problem.

My recommended structure for the case for support solves this problem.  All the committee will skim the case for support while your grant application is being discussed, but they will all have read the summary beforehand. So if you give the case for support a structure that gives the right information to someone who skims it, and if you create a perfectly matched summary that ‘primes’ them by giving them the same information in the same words, that solves the problem.

So what kind of structure allows someone who only skims the case for support to pick up all the right information?

A three-layered structure.

As I said, the case for support has two main tasks. First it has to convince the reader that your project is important. Then it has to convince them it will be successful. The ideal structure has three layers, a main structure, a local structure and a fine structure.

Main Structure: Introduction, Background and Methodology.

The most efficient way to convince the reader your project is important and will be successful is to divide the case for support into three main sections.

  • Two of the sections do the main tasks:
    • the background section convinces readers that the intended outcomes of the project are important, and
    • the methodology section describes the project and convinces the reader that it will achieve its intended outcomes.
  • The third section, the introduction, increases the effectiveness of the background and methodology sections by telling the reader the points that will be made in those sections. You write the introduction last but the reader reads it first.

The names that I have given to the three main sections are not fixed. They will vary, depending on the funders’ instructions for the case for support. Whatever those instructions, it is always possible to write the case for support so that it has a background section that describes the state of the art in such a way that it is completely clear that the intended outcomes of your project will be important to the funder, a methodology section that makes it clear that your project will succeed in delivering its intended outcomes, and an introduction. The local structure of these sections, which we discuss next, gives the reader the bigger picture of what makes your project important.

Local Structure: three aims in background delivered by three objectives in methodology.

A good way to help the reader to assess the value of your project is to describe it as consisting of three components, each of which will deliver a clear outcome. If it suits you, or if the funder asks you to state aims and objectives, you can call these three outcomes the aims, and the sub-projects that will deliver them, the objectives.

Breaking the overall research outcome into components like this makes it much easier for the committee to discuss it and analyse it, and it also makes it much easier for you to write the background in a way that makes it clear that your project is really important. If the background convinces the reader that the aims are really important then the project will automatically become important if your description of it convinces them that it will achieve the aims.

Three aims and three objectives is the perfect number. If you have too few aims or objectives it becomes hard to describe them concisely. If you have too many, it becomes hard to remember them. And if you have different numbers of aims and objectives then the aims and objectives will not give the reader a clear picture of what the project will achieve and why it is important.

Because each objective delivers exactly one aim it is easy to write the background so that it convinces the reader that each aim is really important. It also makes it easy for the reader to remember the list of aims and to see that by carrying out the objectives you will achieve the aims.

The background and methodology sections have five subsections each. Three of each set of five are used to link the two sections together, so that the background convinces the reader that every component of the project is important. The remaining subsections have different jobs, enticing the reader to read the case for support, explaining the overall importance of the project, introducing the project and describing what will happen after the project is done.

The three pairs of subsections that link the background to the methodology section work very simply.

  • The background has three subsections, each of which explains the importance of one of the aims. Usually this is where literature is cited to support the case that the project will achieve important aims.
  • Each of the subsections in the background is paired with one in the methodology section, which describes the sub-project (the part of the project) that delivers the corresponding aim.

The background starts with two subsections that entice the reader to read the case for support, and explain the overall importance of the project.

  • The first subsection states the overall project outcome and explains it. If not much explanation is needed, this subsection can be expanded into an introduction for the whole project (see below). For that reason I would always write this subsection last.
  • The second subsection gives the evidence that the project outcome is important. These two subsections are essential preparation for the core subsections that explain how important the aims are. The aims are usually important mainly because they deliver the overall project outcome.

The methodology section starts with a subsection that introduces the project. It also leads into the three subsections that describe the objectives. The methodology section finishes with a fifth subsection that describes what will happen after the project is done. This could be be dissemination, impact, or even a new project.

Fine Structure: Key sentence followed by justification.

Each of the ten subsections described above has the same structure. It begins with a single sentence that summarises the subsection. These are the ‘key sentences’ that are the skeleton of the case for support. The rest of the subsection fleshes out the key sentence, supporting it and increasing its impact. For key sentences in the background, the ‘flesh’ will consist mainly of evidence from the literature. For key sentences in the methodology section the ‘flesh’ consists mainly of details about what will be done in the project.

Within each of these sections, the punch-line of each paragraph is on the first line, and the remainder of the paragraph explains or justifies the punchline. This post explains the advantages of this assert-justify structure. The most important advantage is that if you leave space between your paragraphs, someone who skims your text will read the first line of every paragraph.

You can read more about the key sentences in these three blog posts.

The Introduction

The first draft of the introduction can be done by copying and pasting the key sentences. You may find it necessary to add some linking and signposting, so that they form a coherent narrative. When you write the main sections of the case for support you will edit the key sentences so that they link smoothly with the sections they introduce, so it will be better to leave the introduction until after you have written the background and methodology sections. This post describes the introduction.

The perfectly matched summary

The summary should be perfectly matched to the case for support. This will cause anyone who reads the summary and then skims the case for support (most of the committee) to feel that they understand the case for support completely. If you use the key sentences as a skeleton for the case for support in the way that I recommend, they will make a perfectly matched summary. This post discusses the summary.

I hope this post convinces you that my recommended structure equips the case for support to solve its main problem. In a future post I will discuss my recipe for producing a case for support that has this structure.

Catalogue

The posts discuss 8 themes:-

  1. How to write a Grant Application
  2. Strategy for writing grant applications
  3. Writing Style for Grant Applications
  4. Giving and Receiving Feedback on Grant Applications
  5. Dealing with referees reports and with rejection
  6. Interviews and Talks
  7. Software
  8. Academic Life and Afterlife

How to Write a Grant Application

Strategy for Grant Applications

Writing Style for Grant Applications

Friendly fire: Giving and receiving feedback

Dealing with referees reports and with rejection

Interviews and talks

Software for Writing Grant Applications

Academic life & Afterlife

Seven Deadly Sins of Grant-Writing: Sins of Omission

3WiseMonkeysA couple of weeks ago I described deadly sins that grant-writers commit deliberately. This week I am dealing with sins that are just as deadly but much harder to avoid. The sins of omission just creep into your writing without you noticing and  you have to make special efforts to remove them.

The sins I want to deal with are Complex Sentences, Long Paragraphs, Poor Flow and failing to match the background to the project. They all meet  the definition of sin that I coined last week: “Anything that makes it hard for a committee member to pick up a clear understanding of the rationale of your research project, what it will discover and why that is important,  is a sin. So is anything that makes it hard for a referee to get a clear picture of the detailed reasoning in your argument and the detailed description of your intended research activities. Referees and committee both work under time pressure, so anything that slows them down is also a sin.”

Complex sentences are really difficult to avoid. They appear spontaneously in your draft. Most people can’t avoid writing them whenever they are trying to write something difficult – like a grant application.

That’s OK. Writing complex sentences isn’t the end of the world. Not unless your first draft is the end of your writing process. You must expect your first draft to be full of sins and you need to cast them out. You need to hunt through your draft and convert all the long, complex sentences into short, clear simple sentences. As a rule of thumb, you should redraft any sentence longer than 30 words or containing more than 1 verb or beginning with a digression – a phrase that is introduced by a word like “although”. And if it’s the first sentence of a paragraph you also need to make sure that the main message of the sentence fits on the first line.

It’s OK for complex sentences to appear in your first draft because that is usually the easiest way for you to write it.  But it’s not OK to leave them there. You have to replace them with simple sentences. This may involve breaking them up, or turning them round and it will take time, but you will get quicker with practice. Your final draft must be easy to read, and to speed read. Most of the people voting on your grant application will speed-read, or skim it. So if what you send them is full of complex sentences that have to be decoded carefully then they will not get your message, and you will have less chance of getting funded.

Long paragraphs are bad for two reasons.

  • I pointed out in my last post that most of the people scoring your grant will speed-read your case for support. Speed-readers read the first line of every paragraph provided there is white space between them. The longer your paragraphs, the less you communicate with speed readers.
  • Long paragraphs are usually very hard to digest. They are usually a sign that what you are writing is either very complex, or just a bit disorganised. The few readers who really want to read the detail in your case for support will find it hard.

If your paragraphs are longer than about 5 lines, try to break them up. If they are not too disorganised it will be fairly straightforward but if they are disorganised it may be easier to attend to the flow first.

Flow refers to the sequence of ideas that you present, sentence by sentence and paragraph by paragraph. Within paragraphs, good flow occurs when each sentence connects naturally to its successor. There are several ways of achieving this. If you have never thought hard about it (and I hadn’t until a few months ago), Google will find you countless sources of advice. I recommend that you read the Using English for Academic Purposes Blog, which has a section on paragraphs and flow.  The basic approach is that  you should always start the paragraph with the topic sentence, the one sentence that sums up the paragraph. Then, to  get good flow within the paragraph you make sure that the first sentence leads naturally to the start of the second sentence, which leads naturally to the subject of the third sentence and so on. This makes it easy for the reader to read through the paragraph without having to pause and analyse the wording to work out what you mean, or having to keep several ideas in mind in order to follow what you are saying.

Flow between paragraphs is also important and again Google throws up hundreds of ways to help you make it smoother. I think that the best approach here is to reverse outline, as suggested on the Explorations of Style blog, which is full of good advice on how to make your writing more readable.

Failing to match the background to the project is a sin against Derrington’s first commandment. You won’t go to hell for the sin but you may enter the purgatory of grant rejection. The commandment requires that before you describe your project and the outcomes it will produce, you use the background section to make the case that we need exactly those outcomes. It’s a pretty basic selling technique. It persuades the customer that they want what you are selling before you describe what you are selling. I have explained before how you use key sentences to create a structure that implements the technique by creating a background section that deals with the outcomes in the same order as the description of the project, and that explains, outcome by outcome, why we need them.

The key sentences also give you the best way to fix a mismatch between background and project. Basically you create the key sentences and then you use them to re-organise your text. And then you use them to write an introduction.

If you read a few successful grant applications you will realise that the sins are not fatal: most successful grant-writers commit them. However, the sins all make it less likely that you will get funded because they make it harder for time-pressed committee members and referees to do their job. Of course you may be lucky enough that the committee sees the merit in your application despite you making it difficult. But why take the chance?

Say it again Sam. And use the same words.

groundhogRepetition of key sentences and key phrases is extremely important in a grant application. The key sentences that introduce each subsection of the background and the description of the project in the case for support should be repeated in the introduction and also in the summary.  So each key sentence should appear at least three times.

Some key phrases should be repeated more than three times because they occur in more than one key sentence. For example, imagine you are writing a grant in which one of the sub-projects will characterise the relationship between motherhood and apple pie.  The phrase ‘the relationship between motherhood and apple pie’ will be in two of your key sentences.  One will explain why we need to characterise ‘the relationship between motherhood and apple pie’.  The other will introduce  the description of the sub-project that characterises the relationship between motherhood and apple pie.

Most academics accept that it is helpful to repeat key sentences. But most of them reject the idea that the repetition should use  the same words in the same order.  So I want to explain now why it is more effective to use the same words in the same order whenever you repeat a phrase or sentence.

Effectiveness is much more important here than correctness.  Few would disagree with the assertion that exact repetition is a more correct use of English than paraphrasing but it is much more important to think about how you can increase the effectiveness of a grant application by using repetition in the way that I recommend and how you will fail to increase effectiveness in the same way if you change the words you use or their order.

In thinking about the effectiveness of a grant application, we should consider who will read it and how.  Committee members and referees have different needs and derive different benefits  from repetition.

The most important readers are the committee members that make the decision.  All of them will have a vote in deciding whether or not the grant application gets funded. Few, if any,  will understand the details of the research topic. All of them will read the summary and most of them will stop there. Some will try to read the application and understand it. Usually two  members of the committee, the designated members, are tasked with reading the application and leading the committee discussion. They will try hard to understand the application, but they will find it very difficult and they won’t have much time – maybe an hour. Any help you give them will be gratefully received.  Although most of the rest of the committee will not read the application they will probably glance through it during the discussion.

There are three ways that repetition is particularly helpful to committee members:-

  • Repeating the key sentences means that all the committee members will be likely to remember them. Even those who just glance through the application once will read the key sentences three times. This means that there is a very good chance that they will remember them and understand the logic of your case for support – what outcome your project will achieve, why it is important, what things you need to know in order to achieve the outcome and how you will achieve them. If you repeat the key sentences but substantially change the wording then people will be less likely to remember them. Every change in wording is likely to be interpreted as a change in meaning, leading to potential confusion.
  • Repeating key phrases in the sentences that state what we need to know and what the sub-projects will discover makes it very clear that the project will discover exactly what we need to know. In this way the key phrases act like labels for the different parts of the project.
  • Repeating the key phrases enables committee members to learn them and to have a sense of what they mean. Humans learn the meaning of new phrases by encountering them repeated in different contexts. Committee members who read your grant application carefully will get the sense that they know what it means , even if they don’t. If you vary the wording of the key phrases it becomes harder to learn them and  less clear to the reader that you mean the same thing.

The referees are, notionally at least,  experts in the research topic. They will read the application, write an analysis of its strengths and weaknesses and give it a score, which the committee will consider, but not necessarily follow.  The referees are likely to read your application more carefully than the committee members and to have a deeper understanding of the topic. However, they will want to assess whether the detailed content of your case for support actually supports the assertions made in the key sentences. Repetition helps them do this in two stages.

  • Reading the key sentences in the summary and in the introduction allows them to create a mental list of questions to which they want to find answers in the case for support.
  • Repeating the key sentences at the head of each subsection of the case for support guides the referees to the answers. Again, the key phrases act like labels. For example, a referee that has some doubts about whether your research approach really will characterise the relationship between motherhood and apple pie will be guided straight to the place where you describe the relevant part of your research approach by the phrase the relationship between motherhood and apple pie. If you decide to change any of the words in the key phrase, not only does it become less effective as a label, it also introduces the possibility that you are seeking to do a piece of research without having told the reader why it is important to do it.

In sum, repetition of key sentences and key phrases makes a grant application more effective in four different ways, provided that you use the same words in the same order.

 

 

How to Write a Research Grant Application in 2 Weeks

MonkeysAndTypewriters

The key to writing anything quickly is knowing what you have to write.

One of the things that puts people off writing research grants is that writing a grant can be a never-ending nightmare. However, it doesn’t have to be that way.

Last month I helped a client, let’s call him Dr B, to write a research council grant application in 2 weeks. It was interesting for me because it was a model of how to write with the minimum of effort – by either of us. Dr B tells me that he spent only about half of the working day on the application during the 2 week period when he wrote it.  I spent between 2 and 3 hours helping him.

The clock started on September 3rd when Dr B sent me a draft set of 10 key sentences and a  question about whether to follow my advice, to state the  aims and objectives in the introduction, or whether to follow the funder’s guidelines for a case for support which suggests that aims and objectives  form part of the description of the project.

I edited the sentences and sent an email suggesting that Dr B could follow both my advice and the funder’s guidelines. I think that it is essential to state the aims and objectives – and not much else – in the introduction to the case for support and also in the summary, so that the reader knows what to expect. And if the funder recommends that you state the aims and objectives at the start of the description of the research project then its fine to do that although I would suggest that you only format them as Aims and Objectives once. In other places you can use phrases like ‘We need to know’ for the aims and ‘In order to discover X we will do Y’ for the objectives.

I think that editing and drafting my email took less than 20 minutes. It can’t have taken much more because the email logs show my response 31 minutes after Dr B’s query. A few days later Dr B promised to send me a draft on the 15th and we made an appointment to speak about it on the 16th. The draft arrived on time and I spent about an hour and a half reading it and annotating it. Then Dr B phoned and we spent an hour discussing my suggested changes which took him less than a day to implement. We also kicked around some ideas that will be the subject of his next grant proposal.

The key to writing anything quickly is knowing what you have to write. That is why it is so useful to start by writing the key sentences. They define the grant application. Each of them begins a major section of the proposal. These sections justify the bald assertions in the key sentences and make the reader believe that they are true. The key sentences that define the background must be justified with evidence; those that define the project must be justified with descriptive detail.

Writing the key sentences should only take you a couple of hours. If you can’t write the key sentences in a couple of hours then you need to do some more thinking about your project. That can take days, weeks, or months, but until you have done it you are not ready to start writing a grant application.

Dr B is ready. I had an email from him last week. He has been thinking about the ideas we kicked around when we were discussing the edits to his last application. He wants to send me a set of key sentences next week!

 

Key Sentence Skeletons

Is there a recipe for the 10 key sentences?

RECIPE

Recipe for Key Sentences in a Grant Application?

This post is about an easy way to work out what to write the 10 key sentences that define a grant application. There are two reasons I think it’s worth writing even though I have written about the key sentences several times recently.

  • A good set of key sentences is half-way to a case for support. A really good case for support consists of nothing more than the 10 key sentences and the text that fills in the detail and convinces the reader that the key sentences are true. Of course this extra text is much more than filler, but it is a great help to have the key sentences because they define the task of the rest of the the text.
  • I have been working with a couple of clients who, even though they are clever people and they get the idea of key sentences, find it really hard to write them. So I have been on the lookout for a good way of making it easy to write a good set of key sentences.

Skeleton sentences, which Pat Thomson’s excellent blog recommends as a way of handling difficult but often repeated writing tasks such as framing a thesis introduction, or introducing a theoretical framework, look perfect. You take a key sentence that works; you separate it into its component parts and identify the parts that are specific to its current use and the parts that are generic. Then you turn the generic parts into a skeleton and replace the parts that are specific to its current use with equivalent parts that are specific for your use, and you have your own equivalent sentence.

Complication warning

ComplicationWarningI should perhaps warn you at this stage that although this post really does simplify the process of writing key sentences, it is quite detailed and it doesn’t do anything else. So if you aren’t trying to write a grant application   you should probably just bookmark the page and return when you start writing your next grant.

Finally, before I get down to the nitty gritty, I have two strong recommendations.

  1. It is very risky to start writing key sentences before you have worked out the details of your research project. As soon as you have done that you should divide it into three or four sub-projects, each of which will find something out, establish something, or develop something. This post tells you how to do that.
  2. Although it makes most sense to read about  the key sentences in numerical order, it’s pretty hard to write them in that order. I’ll make some suggestions about writing order as I explain the recipes.

So, what would skeletons for the 10 key sentences in a grant application look like? I think I can tell you in 9 of the 10 cases. I will describe them in numerical order, which is the order in which the reader will encounter them.

Key sentence 1, the Summary sentence

The first sentence of the proposal, key sentence 1, is probably the most complex and variable of the key sentences. It gives a simple overall statement of what the project will achieve, ideally it will relate that achievement to a big important problem and will also include something distinctive about how the project will achieve it in a way that will make it clear that you are a suitable person to do the project.

A minor variation of a sentence I suggested in an earlier post about key sentences, does all this. It has four parts, which are numbered.

  1. This project will develop a new potential treatment for stroke
  2. by identifying, synthesising and testing suitable molecules
  3. from a family of novel synthetic metabolic inhibitors
  4. that we have discovered.

A skeleton representation of the four parts would be:

  1. This project will [your own description of  how it will make partial progress towards solving a  huge, important problem – in the example it’s “develop a potential solution”]
  2. by [ your own much more specific description of what it will actually do]
  3. [your own assertion that the project is novel or timely – e.g.”novel synthetic metabolic inhibitors”]
  4. [your own claim to “ownership” of the project – e.g.”that we have discovered”].

I would suggest that you leave the first key sentence until near the end. I would also suggest that you content yourself with a rough draft initially. You will have plenty of time to refine it as you flesh out the detail int he case for support.

Key sentence 2, the Importance sentence

The second key sentence states the importance of the specific outcomes promised by the project. The following sentence does this in two ways. The first clause gives some evidence that the big problem is really important. The second clause asserts that the specific problem that will be solved by the project is an important aspect of the big problem.

  1. Stroke is one of the commonest causes of death and disability in the working population;
  2. one of the most promising new avenues of treatment is to shut down brain function reversibly using a metabolic inhibitor, we have yet to identify a suitable molecule.”

Its skeleton is

  1. The [huge important problem] is [your own statement that demonstrates with evidence that the problem is very important for one or more of health, society, the economy and the advance of knowledge and understanding];
  2. [your own statement that the project outcome will contribute to solving the huge important problem].

I think that the second key sentence is definitely the last one to write.

Key Sentences 3-5, the Aims sentences

Sentences 3-5 would be the first and the easiest sentences for you to draft. They are what I used to call the “we need to know” sentences. There is one for each sub-project. An example from our hypothetical stroke project would be:- We need to identify which molecules in this family are most effective as reversible inactivators of brain tissue. The skeleton for an aims sentence would be something like this.

We need to [know or establish or develop]+[your own statement of whatever the sub-project is going to discover or establish or develop].

Each of the aims sentences introduces a section of the background to the project (the bit where you justify the need for your research) in which you convince the reader, by citing relevant evidence, that the key sentence is absolutely, starkly and compellingly true. You would also re-use the same sentence in the introduction to the case for support and in the summary.

Specific Aims

Some funders – notably NIH and the UK research councils, like you to talk about aims, or even specific aims. For this you create a compound of all 3  aims sentences of the following form.

We have three (specific) aims:-
1) to [discover, develop or establish] [your statement of whatever the first sub-project is going to discover, develop or establish]
2) to  [discover, develop or establish] [your statement of whatever the second sub-project is going to discover, develop or establish]
3) to  [discover, develop or establish] [your statement of whatever the third sub-project is going to discover, develop or establish]

Key Sentence 6, the Project Overview sentence

This sentence introduces the description of the research project by saying what kind of research it will involve, something about the facilities it will use – especially if these are distinctive in some way, and what it will discover. It may say something about the resources it will use. It is very similar to sentence 1 but it might have a bit more information about the kind of research and the specific outcome.

The following sentence, in italics, is an example related to our example of sentence 1. The proposed project will be a mixture of synthetic chemistry to produce candidate molecules and in vitro physiology to test their efficacy in producing reversible inactivation of brain slices in order to identify a potential treatment for stroke. The skeleton sentence, is The proposed project will [general description of research activity] to [specific description of research outcome] in order to [weak statement indicating partial progress towards solution of huge important problem].

I think that the project overview sentence should be written after the sub-project overview sentences.

Key Sentences 7-9: Sub-project Overview sentences

Each sub-project has a “this will tell us” sentence that matches the “we need to know” sentence but is a little bit more complex. It begins with a clause that summarises what you will do in the sub-project and continues with a main clause that says what it will tell us. For example:- We will use voltage sensitive dyes to assess the activity and responsiveness of brain slices in order to measure the effectiveness of different molecules as reversible inactivators of neural activity.

The skeleton would be:- We will [do the relevant research activity] in order to discover [the thing that we said we needed to know in the corresponding Aims sentence].

If your funder asks you to list research objectives as part of the grant application, or if it suits your writing style you can phrase (or rephrase) your “this will tell us” sentences as statements of objectives. They would read like this.

The research objectives are as follows:-
1) to [do the relevant research activity] in order to discover [the thing that we said we needed to know in the corresponding Aims sentence].
2) to [do the relevant research activity] in order to discover [the thing that we said we needed to know in the corresponding Aims sentence].
3) to [do the relevant research activity] in order to discover [the thing that we said we needed to know in the corresponding Aims sentence].

Key sentences 7-9 can be written as soon as you like. You should have everything you need to write them right at the start. However, they are a bit more tricky than key sentences 3-5, which is why I recommend that you start with those.

Key sentence 10, the Dissemination sentence.

The dissemination sentence should introduce a description of the projects dissemination phase. It may say something about what you will do with the results to create a platform for future research – by you or by others. The range of possible dissemination strategies is too great for me to construct a skeleton, however I will comment on the relative importance of dissemination versus building a platform for future research. The relative importance depends somewhat on key sentence 2.

Dissemination beyond the research community is important if key sentence 2 claims that the importance of your project is related to some practical problem or opportunity (curing a disease, making a technological breakthrough). Your dissemination plan will need to include steps you will take to make sure that the results are put to use and your project. You may also be requesting funds for dissemination activities.

On the other hand, if the importance of your project is purely to do with its potential to advance your subject, you probably do not need to say much about dissemination activities although it might be important to talk about communicating the results to your research community by publication and conference activity.

 

 

Speed-Writing Grant Applications in Vienna

Models produced in a project design and collaboration game we played at the Vienna workshop.

Models produced in a project design and collaboration game played in the Vienna workshop.

I have always found it frustrating that it takes so long to discover whether people learn anything in my workshops. It can take weeks, months or even years for somebody to come back with a draft grant application, although I do recall one awkward occasion when I was delighted to receive a complete draft application within an hour of the workshop. Unfortunately the delight did not last long: it soon became clear that the only thing the writer had learned was my email address!

Part of the reason for slowness is that writing is a slow business. It’s slower still when writing something to be be criticised and slowest of all when the task of designing a project has to come before the writing starts. In the past I tried to compensate by encouraging everyone to write, allowing them to write almost anything, and using the writing process to bootstrap the design of the project.  This approach can take an awful lot of feedback, delivered over many iterations, to develop a polished grant application.

Recently I have taken a harder line. Regulars will have seen that I don’t think you should start writing until you have a project to write about. When you start writing, you should draft your skeleton of key sentences very quickly. Then get straight on with adding the flesh that will convince the skeptical reader that the key sentences are true.

It’s easy to take a hard-line approach on a blog, where readers will stop reading, rather than giving feedback about problems. Last week I decided to take the hard-line “write right now” approach face-to-face. I started a worksop by getting participants to write the first sentence of an application twice, once for their own project and once for someone else’s. Then, after a couple of presentations to teach them about style and content, I set them to divide their project into 3 or 4 sub-projects and to write the 10 or 12 key sentences.

In order to get participants over the project design stage, I used a brilliant idea given to me by Amanda West, from the University of Sunderland. Amanda pointed out that, for training purposes, it is easier to write a grant application for a project that has already been done. I had instructed applicants to prepare for the workshop by conceiving a research project based on their own PhD thesis, or on a published paper, if they didn’t have a project they wanted to do already in mind.

One of Vienna's famous trams outside the Vienna Biosciences Centre

One of Vienna’s famous trams outside the Vienna Biosciences Centre

I am convinced that this approach, building the skeleton of a case for support by drafting key sentences, is the fastest way to get a grant application written, as well as being the best way not to waste time on a never-ending grant application. The results of the workshop were pretty encouraging. Most of the participants produced a full set of key sentences and several got to the point that they were fleshing them out with evidence and explanation before the end.

Of course there are many uncontrolled variables. For example, the participants – all post-docs from the University of Vienna Biosciences Centre – were exceptionally good, even though for most of them English was their second or third language. However, it also seemed clear that if it hadn’t been for the tasks I presented them with, most of them wouldn’t have got over the inhibition that everyone faces with a blank page. So I’m delighted to have found a way to get people writing key sentences even before they have a project because I am more than ever convinced that writing key sentences is the fastest way to write a well-structured grant application.

Aims and Objectives, why the world needs your research.

the-mountainAims and objectives provide an excellent framework for the case for support in a research grant application.

A well-written case for support states an overarching aim based on a big research question. It shows how this big question gives rise to three or four smaller questions and then describes a research project that will answer those questions. The compelling logic for the reader is that the project deserves to be funded because it has been intricately designed to answer the big question. The truth may be that the intricacy lies more in the writing than in the project’s design. Matching sets of aims and objectives can be crafted to link a pre-designed project to a pre-existing big question.

Before we consider how to do this, let’s be absolutely clear about the difference between aims and objectives. There’s an excellent discussion of the difference in the context of a PhD project,  by Pat Thomson. She defines the aim as “…what you want to know…” and the objectives as “…the specific steps you will take to achieve your aim..”  This definition works perfectly for our purposes.

We can apply this distinction more or less directly in a grant application as follows.

  • Aims are the knowledge and understanding that you need in order to answer your research question. Well-designed aims create clear links between your research project and the big, important question that motivates it.
  •  Objectives are specific research actions that you plan to carry out in your research project. The objectives define the structure of the research project.  This means that if you design your project carefully, it will be clear that your research objectives will fulfil the aims defined by your research question.

The easy way to link up the aims and objectives is to start by describing the research that you want to do and what it will find out. You should divide your research project into (or assemble it from)  three or four sub-projects. Each sub-project will lead to a clear discovery or outcome. Each  outcome generates an exactly corresponding aim. If you want to do a sub-project that will discover how neurones in the cerebral cortex respond to lights of different colours, you have to have the aim “We need to know how neurones in  the cerebral cortex respond to lights of different colours”. Working backwards from the objectives in this way means that aims and objectives match perfectly. No skill is required

The place where skill is required is in tying together the three or four aims and making the case that meeting each of them will make a significant contribution to solving a larger research problem that is important to your target funder. That is where the real skill of writing grant applications lies.

For completeness, in addition to this set of three or four aims with precisely matching objectives, I would recommend another four sentences which are a more complex mix of aim and objective and which would be used to set the context in any full statement of the aims and objectives. So a full statement of the aims and objectives would be as follows.

  • The first sentence, which would be the first sentence of the case for support, would be a one sentence summary of the whole proposal. It would state the overall aim of the project, which is to take us closer to solving the larger research problem, and the overall objective, which is to carry out the research project. This is a very difficult sentence to write but a very important one, for two reasons. First, it gets the reader excited about the project by telling them its aim and its objective. Second, because it tells everything in a single sentence, it can afford to gloss over uncertainties, helping the reader to form a positive view of the project.
  • Second, there is a sentence that states why the research problem is important and which may also introduce the specific aims.
  • Immediately after this sentence you would state the three or four specific aims.
  • Third, after stating the specific aims, you need to set the scene for stating the specific objectives with an introductory sentence that describes the nature of the research project.
  • The three or four specific objectives, stating research outcomes that exactly match the specific aims, would be stated immediately after it.
  • After the objectives, there should be a sentence that says what will be done with the research outcomes. In a sense this is an overall objective which should ensure that the overall outcome of the research project  contributes to solving the larger research problem that motivates the entire project.

Finally I should make it clear that, although it matters for understanding this post, for the purpose of grant-writing,  it doesn’t matter that some authorities, including the Oxford dictionary, do not distinguish between aims and objectives in exactly the same way as I do. What matters in a grant application is how you present the argument that links your project to the important question. Whether you call any individual link an aim or an objective is neither here nor there.


					

Review a Research Grant Application in Five Minutes

PeerReviewCartoon

Cartoon by Nick D Kim, http://strange-matter.net

This post tells you how to do a five-minute review of a research grant application. If you are asked to comment on a grant application by a friend or colleague, you should begin with this five minute review. In 95% of cases it will be all you need to do. Except create the feedback sandwich of course.

If you are writing a grant application, before you ask anybody else to read it you should spend five minutes reviewing it yourself. Far too many of the grant applications that I get asked to read take me a lot less than five minutes to review. Then it takes several days to construct a palatable feedback sandwich with the filling  “rewrite this completely”.

I don’t say you can review the detailed content of a grant application in five minutes. That takes longer and I will write about how to do it quickly in a future post. However, five minutes is plenty of time to review the framework of the case for support and check that it is appropriately used.

The framework is important for two reasons. First, if it is good, it tells the reader the essential story of your grant application very quickly. Remember, most readers only want to know the essential story. Second, the framework guides the reader to the detailed content that supports and justifies the essential story, so that the detail can be reviewed effectively and quickly.

‘Summary Sentence’

The most important part of the framework is a summary sentence. This should say what the project will achieve and enough about how it will achieve it to give a bit of distinctiveness and a bit of plausibility. It is essentially the elevator pitch, except that instead of taking 30 seconds to 2 minutes to say it or read it, it should take more like 15 seconds. The summary sentence should be the first sentence of the introduction, so it should take no time to find it, you still have 4 minutes 45 seconds left.

If you read my last post you will recognise that the summary sentence is what I refer to there as the first key sentence. So it will come as no surprise that you should check that the summary sentence is re-used as the first sentence of the part of the case for support that sets out the background to the research project. Let’s allow 15 seconds to do that. 4 minutes 30 seconds left.

‘Importance Sentence’

Now you should spend 20 seconds checking the second sentence of the introduction. It’s the importance sentence. It should say something about why it is important to achieve whatever the project will achieve. Make a mental note about whether the importance sentence has a practical element. Does it mention a real world problem – childhood cancer, the economy, forgetfulness in old-age, or some such. It’s not essential that there is a practical element to the importance sentence but it has implications for the dissemination sentence, which you will review in a few minutes time.

As soon as you have checked the importance sentence for practical content, jump to the background section and check that the importance sentence is repeated there. This is just a quick glance, so it should only take you 10 seconds. You have 4 minutes left.

‘Aims Sentences’

Go back to the introduction. Immediately after the importance sentence there should be a set of aims sentences, about four sentences setting out the aims of the project. The aims sentences should state things that we need to know, understand, characterise or in some way discover. The aims sentences could be preceded by a linking or framing sentence and they could easily be formatted as bullet points. Checking that the aims sentences are in the right place should take you 10 seconds. Do not look at the content of the aims sentences yet. Wait 30 seconds until we get to the sub-project overview sentences.

Now you should check the next sentence of the introduction. It should be the ‘project overview sentence’.

Project overview Sentence.

The project overview sentence gives a simple one-sentence overview of the project. It might also be structured as a linking sentence to the four or so sub-project overview sentences, which should immediately follow it and which could appear as bullet points and could be expressed as objectives. It should take you 30 seconds to read the project overview sentence and 20 more to check that it appears again to introduce the part of the case for support that gives the detailed description of the research methods and of the project.

Next you can spend 10 seconds checking that the sub-project overview sentences follow the project overview sentence. Now you are ready to check their content against the content of the corresponding aims sentences.

Sub-project overview sentences; content of aims sentences

Each aims sentence should link logically to the corresponding sub-project overview sentence in the following way. The aims sentence should say “We need to know X”. The sub-project overview sentence should give a very brief description of the research in the sub-project and should end with a clause that says “this will tell us X“.

The aims sentences should be repeated in the background. Each of them should introduce a discussion of the evidence that supports the assertion that this is an important aim.

The sub-project overview sentences should be repeated in the part of the case for support that describes the project in detail. Each of them should introduce the detailed description of the corresponding sub-project.

This checking and matching will probably take nearly a minute to do for the first aim/sub-project overview sentence pair but the others should be much quicker. It’s just a matching exercise after all. Lets assume it takes 2 minutes. You have a minute left, and only the dissemination sentence to check.

The dissemination sentence

The last sentence of the introduction should say what will be done with the results. It is the dissemination sentence. You need to check that it is repeated in the description of the project as the introduction to a section on dissemination. You also need to check that, if the importance sentence has a practical component then the dissemination must have a corresponding practical element. For example, if the project is going to discover a cure for a disease, the dissemination needs to promote the use of the cure in some way. As a general rule there must be a plan to disseminate the results in a way that makes it likely that the claimed practical benefit will be realised.

What to do with the outcome of the review

Only about 5% of grant applications will pass this five minute review. If you are reviewing a grant application for someone else and it passes, it should be pretty easy to review the detailed content. I’ll give some helpful pointers in a future post. It goes without saying that if the grant you are reviewing is yours, it is safe to give it to someone to review.

In the more likely case that the grant application fails the review, then it needs rewriting. If it’s yours, that’s pretty simple. Read my post from last week. Write the 10 key sentences and use them to organise the text you have already written. If you can’t write the 10 key sentences then you shouldn’t be writing a research grant.

If the grant application is not yours, you need to write a feedback sandwich. Basically the grant needs to be rewritten before it’s worth looking at the detailed content. I’ll say something about how to do this in my next post but whatever you do don’t use the phrase “completely rewrite”.